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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrants to purchase Common Stock | $ 4.25 | 02/16/2018 | A | 47,058 | 02/16/2018 | 02/16/2023 | Common Stock | 47,058 | (1) | 47,058 (2) | I | Shapiro Ventures |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Shapiro Andrew L. 3284 N 29TH COURT HOLLYWOOD, FL 33020 |
X |
/s/ Andrew Shapiro | 03/14/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shapiro Ventures purchased, as part of the Company's public offering which closed on February 16, 2018, 23,529 units with each unit consisting of one share of our common stock, $0.001 par value per share (the "Common Stock"), and two warrants each to purchase one share of Common Stock, of Blink Charging Co. at a public offering price of $4.25 per unit. |
(2) | These amounts do not include the 5,345 shares of Common Stock and 10,200 options to purchase shares of Common Stock directly held by Mr. Shapiro, as previously reported on his Form 3 filed on February 26, 2018. |