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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrant | $ 4.25 | 01/28/2021 | S | 8,214 (5) | 02/16/2018 | 02/16/2023 | Common Stock, par value $0.001 | 8,214 (5) | $ 50.3369 (6) | 0 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Engel Donald C/O BLINK CHARGING CO. 407 LINCOLN ROAD, SUITE 704 MIAMI BEACH, FL 33139 |
X | Business Development Officer |
/s/ Donald Engel | 02/01/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 Plan. The Reporting Person, age 88, adopted the Plan in the fourth quarter of 2020 in connection with his estate and tax planning. |
(2) | This transaction was executed in multiple trades at prices ranging from $51.525 to $59.98. The price above reflects the weighted average sale price. |
(3) | This transaction was executed in multiple trades at prices ranging from $47.45 to $55.47. The price above reflects the weighted average sale price. |
(4) | This transaction was executed in multiple trades at prices ranging from $46.89 to $52.84. The price above reflects the weighted average sale price. |
(5) | The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 Plan. The Reporting Person, age 88, adopted the Plan in the fourth quarter of 2020 in connection with his estate and tax planning. The amount of warrants disposed of on January 27, 2021, as previously reported on Mr. Engel's Form 4 filed on January 27, 2021, was 8,214 warrants, not 8,215 warrants. |
(6) | This transaction was executed in multiple trades at prices ranging from $47.13 to $55.40. The price above reflects the weighted average sale price. |
(7) | Does not include the 68,150 privately issued warrants. |